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Consultations 2007 |
Here you will find reports and projects which the SFBC publishes for consultation. You can send your comments concerning the following projects to: info@ebk.admin.ch.
Here you will find any comments to the publications for consultation. |
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| 19 November 2007 |
SFBC opens consultation process on the amendments of article 3a of the Banking Ordinance (Forex dealers)
With the proposed amendment, the current exception to authorisation for forex dealers would be abrogated. The consultation takes place in arrangement with the Federal Finance Administration. |
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Information about the consultation (in German or in French) |
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Cover letter (in German) |
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Amendment to the BO (in German or in French) |
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Report (in German or in French) |
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| 12 November 2007 |
SFBC to open consultation procedure on proposed guidelines on market behaviour
A draft for guidelines on market abuse was rejected in a consultation in 2004. The SFBC decided to redraft the proposed guidelines. The SFBC is now publishing for comment the redrafted guidelines. |
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Cover letter (in German) |
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Comment to the draft guidelines (in German) |
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Draft version SFBC-Circular on market behaviour (in German or in French) |
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| 2 October 2007 |
SFBC to open consultation procedure on partial amendment to Stock Exchange Ordinance-FBC
The amendment of article 20 of the Stock Exchanges Act (SESTA), which was voted by the Parliament and which will most likely enter into force on 1 December 2007 after expiration of the referendum deadline, makes it necessary to adapt the Ordinance of the SFBC on Stock Exchanges (SESTO-FBC). Following the first amendments brought to the SESTO-FBC, which came into force this summer, the SFBC worked on Chapter 3 “Disclosure of shareholdings” (art. 9 to 23 SESTO-FBC) and adapted it to the new requirements. |
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Cover letter (in German or in French) |
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Amendments on SESTA and draft of SESTO-FBC (in German or in French) |
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Comments on draft SESTO-FBC (in German) |
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| 4 July 2007 |
SFBC to open consultation procedure on the draft version of the Circular “Delegation of Tasks by the Fund Management Company and the SICAV“
The SFBC today opens the consultation procedure on the draft version of the Circular Delegation of Tasks by the Fund Management Company and the SICAV. The current SFBC-Circ. 96/5 "Legal and personell Separation of the Fund Management Company and the Custodian Bank, Delegation of Investment Decisions and specific Tasks" has to be totally amended due to the enlarged scope of the Collective Investment Schemes Act. The consultation procedure will be closed on 10 August 2007. |
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Information about the consultation (in German or in French) |
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Cover letter (in German) |
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Draft circular "Delegation of Tasks by the Fund Management Company and the SICAV“ (in German or in French) |
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| 4 July 2007 |
SFBC opens consultation process on the SFBC Money Laundering Ordinance
The SFBC releases to the public draft amendments to the SFBC Money Laundering Ordinance (MLO SFBC) and proposals for implementing the Recommendations of the Financial Action Task Force in the banking sector. |
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Information about the consultation (in German or in French) |
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Cover letter (in German) |
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Report of the SFBC (in German or in French; summary in English) |
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Draft of the MLO SFBC (in German or in French) |
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| 8 May 2007 |
SFBC opens the audition process on the amended version of the Circular on Public Advertising (SFBC-Circ. 03/1)
The SFBC opens the audition process on the draft version of the amended Circular on Public Advertising dated 28 May 2003 (SFBC-Circ. 03/1). The necessary adjustments are the consequence of the new provisions on public advertising of the Collective Investment Schemes Act and its related Ordinance, in particular the provisions on qualified investors. The audition process will expire on 5 June 2007. |
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Information about the consultation (in German or French) |
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Covering letter (in French) |
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Draft version of the amended SFBC-Circ. 03/1 (in German or French) |
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| 19 April 2007 |
SFBC to open consultation procedure on partial amendment to Stock Exchange Ordinance-FBC
The SFBC has amended its ordinance (SESTO-FBC) and adapted it to the practice in an urgent partial revision of articles 13, 37 and 38. The planned amendments pertain to conversion, share acquisition and share sale rights (art. 13), stock exchange price and price of prior acquisition (art. 37 and 38). |
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Covering letter (in German or French) |
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SESTO-FBC amendments and comments (in German or French) |
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Decision of the National Council dated 7.3.2007 (in German or French) |
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