Australia |
ASIC |
Australian Securities & Investments Commission |
Belgium |
CBFA |
Commission bancaire, financière et des assurances |
China |
CBRC |
China Banking Regulatory Commission |
CSRC |
China Securities Regulatory Commission |
Denmark |
Finanstilsynet |
Autorité de surveillance danoise |
Dubai |
DFSA |
Dubai Financial Services Authority |
France |
AMF
(agreement with the former COB) |
Autorité des marchés financiers
(Commission des Opérations de Bourse) |
CB |
Commission Bancaire |
Germany |
BaFin
(agreement with the former BAWe) |
Bundesanstalt für Finanzdienstleistungsaufsicht
(Bundesaufsichtsamt für den Wertpapierhandel) |
Hong Kong |
HKMA |
Hong Kong Monetary Authority |
SFC |
Securities and Futures Commission |
Italy |
CONSOB |
Commissione Nazionale per le Società e la Borsa |
BI |
Banca d'Italia |
Mexico |
CNBV |
Comisión Nacional Bancaria y de Valores |
Netherlands |
NAFM
(agreement with the former STE) |
Netherlands Authority for the Financial Markets
(Stichting Toezicht Effectenverkeer) |
DNB |
De Nederlandsche Bank N.V. |
Portugal |
CMVM |
Comissão do Mercado de Valores Mobiliários |
Singapore |
MAS |
Monetary Authority of Singapore |
Sweden |
Finansinspektionen |
Swedish financial supervisory authority |
Spain |
CNMV |
Comisión Nacional del Mercado de Valores |
UK |
FSA (general agreement) |
Financial Services Authority |
FSA (surveillance virt-x) |
Financial Services Authority |
FSA (surveillance x-clear) |
Financial Services Authority |
USA |
CFTC |
U.S. Commodity Futures and Trading Commission |
SEC |
Securities and Exchange Commission |
CTDOB |
State of Connecticut Department of Banking |
NYSBD |
State of New York Banking Department |
FED |
Board of Governors of the Federal Reserve System |
OCC |
Office of the Comptroller of the Currency |
FDIC |
Federal Deposit Insurance Corporation |
OTS |
U.S. Office of the Thrift Supervision |