With the specific aim of offering efficient guidance to SROs, DSFIs and AMLA-auditors, the AMLCA has published various guidelines, check-lists and forms. Direct links are provided to the French, German and Italien versions.
Date
Keyword
Title
04.2008
Supervision Fee SRO
Form for data collection for the calculation of the supervision fee of the SROs
French
German
Italian
(PDF, 24 KB) (PDF, 24 KB) (PDF, 24 KB)
04.2008
Supervision Fee DSFI
Form for data collection for the calculation of the supervision fee of the DSFIs of the AMLCA
French
German
Italian
(PDF, 26 KB) (PDF, 26 KB) (PDF, 27 KB)
06.2007
Questionnaire AMLA
Questionnaire AMLA
French
German
Italian
(Word, 237 KB) (Word, 199 KB) (Word, 249 KB)
06.2007
Questionnaire AMLA organs
Questionnaire AMLA for organs of domiciliary companies
French
German
Italian
(Word, 78 KB) (Word, 105 KB) (Word, 103 KB)
02.2004
Licence DSFI
List of information and documents which must be included in a financial intermediary's application for a licence
French
German
Italian
(PDF, 199 KB) (PDF, 208 KB) (PDF, 220 KB)
12.2004
Licence SRO
List of information and documents which must be included in a self-regulatory organisation's application for recognition
French
German
Italian
(PDF, 103 KB) (PDF, 120 KB) (PDF, 124 KB)
12.2003
Model regulation concerning the transfer of money or value
Model regulation concerning the implementation of the AMLA's obligations of due diligence in the area of services for the transfer of money or value
