Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
All the details of FINMA's ongoing consultations are published below while the period for submitting comments is still running. This includes the draft proposals and explanatory reports.
Totalrevision des FINMA-Rundschreibens 2008/21 „Operationelle Risiken – Banken“
Full revision of FINMA Circular 2008/21 "Operational risks – banks" and partial revision of FINMA Circular 2013/3 "Auditing"
Full revision of FINMA Circular 2008/21 "Operational risks – banks"
Teilrevision der Finanzmarktinfrastrukturverordnung-FINMA
Partial revision of FINMA Financial Market Infrastructure Ordinance