FAQs for supervised institutions

In the FAQ documents that follow, FINMA responds to questions that are frequently asked by supervised institutions about supervision-related topics.

Supervised companies and institutions can find answers to frequently asked questions in the FAQ documents listed here. Additional questions and answers for individuals contacting FINMA with their enquiries may be found in the FINMA Public section of the website.

The answers provided by FINMA illustrate situations that are often encountered by supervised institutions. They do not constitute any binding legal advice or statement of opinion by FINMA. The FAQs cannot form the basis of any legal claim and are not binding on any decisions that FINMA may make.

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