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| Supervisory Enforcement through Mandated Investigators |
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Guideline for interested parties:
- German
- French
- Italian
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| Banks and securities dealers |
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| Guideline for license applications for banks and securities dealers |
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| Guideline for license applications for branches and representative offices of foreign banks and securities dealers in Switzerland |
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Declaration concerning the holders of qualified participations
Annex |
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| Declaration by the qualified participants (Participation in bank) |
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| Declaration by the qualified participants (Participation in company) |
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SFBC enforcement of money laundering provisions to group companies:
Guidelines on applications for SFBC supervision under Section 2 (2) of the MLO-SFBC |
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| Stock exchanges |
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| Checklist for the application of an authorisation for foreign stock exchanges (or for organisations similar to foreign exchanges) according to the Federal Act on Stock Exchanges and Securities Trading (SESTA) from March 1997 |
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| Checklist for the authorisation of remote members of a stock exchange from July 1998 |
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| Collective Investment Schemes |
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| The guidelines are available in German or in French. You may download them there. |
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