Swiss Financial Market Supervisory Authority FINMA

Annual Report 2013


Overview of markets

FINMA’s Markets division heightened its supervision in 2013, developing an approach to conducting supervisory reviews at supervised institutions under the Collective Investment Schemes Act. With regard to combating money laundering, FINMA intensified its supervision of self-regulatory organisations, including issues related to auxiliaries acting for financial intermediaries who transfer money or assets.


Growth in the number of domestic open-ended collective investment schemes between 2004 and 2013 according to fund type


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