SRO member search

Here you can search for financial intermediaries that are members of a self-regulatory organisation (SRO). You will also find here the SROs responsible for supervising these financial intermediaries. Please address any reports and complaints concerning a financial intermediary affiliated to an SRO directly to the SRO responsible.

Instructions

  • Enter at least five consecutive characters. This search also includes companies with names with less than five characters.

  • When searching for a company, do not enter any abbreviations placed after the company name (e.g. Ltd, Pvt. Ltd).

  • The search function ignores punctuation marks and special characters (e.g. full stops, commas, accents, hyphens, brackets, plus signs, etc.). The same applies to spaces, case sensitivity and words written together or separately.

  • Only twenty search results are displayed.

  • FINMA cannot guarantee the completeness or accuracy of the data. The data is updated quarterly and is based on information provided by SROs.

Search for SRO financial intermediaries

result(s) found

Backgroundimage