Case reports and court decisions

FINMA publishes anonymised summaries of its enforcement actions and selected court decisions in a database. It thereby increases the transparency of its activity in this area and shows the market what practices are unacceptable.

By publishing case reports FINMA fulfils its accountability obligation with regard to its enforcement activities. The case reports contain anonymised summaries of cases that were concluded with a ruling. In addition, it publishes details of relevant court decisions. This publication form replaces the enforcement reports published for the years 2015 to 2018, with the statistical data disclosed in the statistics.

 

Owing to statutory restrictions, FINMA is only permitted to provide information on proceedings taken against specific companies or individuals in exceptional cases. FINMA’s reports are thus generally anonymised to protect the personal rights of the individuals affected.

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