Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
Guidelines for the recognition of self-regulation in asset management as minimum standard
Eckwerte für die Anerkennung von Selbstregulierungen zur Vermögensverwaltung als Mindeststandard