FINMA communicates important information to supervised institutions, providing them with guidance on regulatory matters. Referred to as FINMA Newsletters until November 2014, FINMA guidance, which is targeted at specific groups of supervised institutions, focuses on topical regulatory issues and raises awareness about current risks.
FINMA guidance sets out to encourage supervised institutions to be proactive and forward-looking, supporting them in their compliance with financial market legislation.
Published infrequently, FINMA guidance provides information to supervised institutions in a transparent, flexible and, where necessary, ad hoc manner. Unlike its ordinances and circulars, FINMA guidance is not a supervisory tool, aiming rather to ensure proper application of the rules in practice. It sets out to promote a successful outcome and does not have legal impact.
FINMA Guidance
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FINMA-Mitteilungen (bis 31.10.2014)
Archived FINMA Newsletters
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