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Authorisation
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  These companies, persons and products have a licence and are permitted to operate on the financial market.
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  Authorised or registered institutions, persons and products
  These companies, persons and products have a licence and are permitted to operate on the financial market.
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Supervision
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  FINMA’s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.
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  FINMA assigns banks to different risk categories.
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  FINMA assigns insurers to different risk categories.
Enforcement
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  Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
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  The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.
  Warning list
  This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.
Documentation
- FINMA’s legal basis
  
  The financial market laws and the Financial Market Supervision Act provide the basis for FINMA’s activities. FINMA reports in detail on the fulfilment of its aims.
  Information on…
  Financial Market Supervision Act
  The legal basis for FINMA as an authority, setting out its tasks and powers.
  Annual report and financial statements
  FINMA gives a full account of its activities in its annual report.
FINMA
- FINMA – an overview
  
  As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.
  FINMA: A Portrait
  Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
  Annual Report
  FINMA accounts for its supervisory activities in its annual report and annual financial statements.
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Ryffel Beratung

Ryffel Beratung

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07.01.2015

Name	Ryffel Beratung
Domicile	Zürich
Address	Hadlaubstrasse 71, 8006 Zürich
Internet
Commercial register	Entered in commercial register
Remarks

Ryffel Beratung

FINMA in brief
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Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27, 3003 Bern
Phone +41 31 327 91 00, Fax +41 31 327 91 01
info@finma.ch

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