Supervision in the area of insurance intermediation

As part of its supervisory activities, FINMA supervises untied insurance intermediaries directly and tied insurance intermediaries indirectly.

On these pages, registered insurance intermediaries can find information on supervision by FINMA.

Information about the duties of insurance intermediaries can be found on the page linked below. They affect both individuals and legal entities, sole traders and partnerships.

Duties of insurance intermediaries

Information about the reporting requirements for insurance intermediaries to FINMA can be found on the pages linked below.

Reporting by insurance intermediaries

Untied and, in individual cases, tied insurance intermediaries are entered in FINMA’s public register. On the page linked below you will find access to the register search.

Register of insurance intermediaries

If you are not yet registered as an insurance intermediary and wish to start working in insurance intermediation, you will find all the necessary information about authorisation on the page linked below.

 

Authorisation for insurance intermediation

Contact

Questions relating to supervision in the area of insurance intermediation can be sent by email to vermittler.aufsicht@finma.ch.

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