Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
Offenlegungspflichten im Zusammenhang mit den Eigenmitteln und der Liquidität
Principles for the financial condition report
valid until 31.12.2019
Basic principles for conducting an own risk and solvency assessment (ORSA) and for reporting to FINMA
Due diligence requirements for client onboarding via digital channels
Due diligence requirements for client onboarding via digital channels (Valid until 31.07.2018)