Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
Offenlegungspflichten im Zusammenhang mit den Eigenmitteln und der Liquidität
Principles for the financial condition report (valid till 30.8.2024)
Principles for the financial condition report
valid till 30.8.2024
valid until 31.12.2019
Basic principles for conducting an own risk and solvency assessment (ORSA) and for reporting to FINMA (valid till 30.8.2024)
Basic principles for conducting an own risk and solvency assessment (ORSA) and for reporting to FINMA
Supervision, organisation, structure, intragroup transactions, and reporting by insurance groups and conglomerates (valid till 30.8.2024)
Supervision, organisation, structure, intra-group transactions, and reporting by insurance groups and conglomerates
Anlagen im Gesamtvermögen und im gebundenen Vermögen von Versicherungsunternehmen (gültig bis 30.8.2024)
Lebensversicherung
Due diligence requirements for client onboarding via digital channels (valid till 31.5.2021)
Due diligence requirements for client onboarding via digital channels
Due diligence requirements for client onboarding via digital channels (Valid until 31.07.2018)
