To protect creditors and the stability of the financial system, banks and securities dealers are required to keep sufficient capital available for the business they conduct and the risks they incur and to limit their risks appropriately. This ordinance applies to banks and securities dealers.
This ordinance governs the qualitative and quantitative liquidity requirements for banks.
This ordinance details the restructuring and bankruptcy proceedings provided for in the Banking Act. It applies to banks, securities dealers and central mortgage bond institutions.
The FINMA Accounting Ordinance regulates in particular the preparation of financial statements and the publication of annual reports and interim financial statements.